Financial Markets Authority - PDFSEARCH.IO - Document Search Engine

Financial Markets Authority
Results: 2356

#	Item
751	[removed]HR13113 Commodity Futures Trading Commission Act of[removed]) Add to Reading List Source URL: www.fordlibrarymuseum.gov Language: English - Date: 2014-07-08 17:23:06 Financial system Commodity Exchange Authority United States Department of Agriculture Commodity Futures Trading Commission Act Commodity Futures Trading Commission United States administrative law Commodity Exchange Act U.S. Securities and Exchange Commission Office of Management and Budget Financial economics Government Financial markets
752	SIFMA Private Client Conference Grand Hyatt, New York, NY April 10, 2014 Luncheon Remarks As prepared for delivery Kenneth E. Bentsen, Jr. Add to Reading List Source URL: www.sifma.org Language: English - Date: 2014-04-10 11:57:55 Finance Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Financial Industry Regulatory Authority Market data Canadian securities regulation Center for Audit Quality Financial economics Financial markets Investment
753	AGREEMENT BETWEEN THE NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS AND THE PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD ON THE TRANSFER OF CERTAIN PERSONAL DATA i. DEFINITIONS Add to Reading List Source URL: pcaobus.org Language: English - Date: 2012-04-12 15:47:03 Auditing Law Business Economy of the United States Public Company Accounting Oversight Board United States corporate law Sarbanes–Oxley Act Audit Data Protection Act Accountancy Data privacy Privacy law
754	Issues Raised by Dark Liquidity Add to Reading List Source URL: hb.betterregulation.com Language: English - Date: 2010-10-27 08:20:58 Investment Markets in Financial Instruments Directive Dark liquidity Algorithmic trading Order Alternative Trading Systems Committee of European Securities Regulators European Securities and Markets Authority Market maker Financial markets Financial economics Finance
755	Panelist for Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded Customers and Funds Deposited by Customers Add to Reading List Source URL: www.cftc.gov Language: English Finance Financial markets United States securities law Commodities market Futures contract Financial Industry Regulatory Authority National Futures Association Goldman Sachs Commodity Exchange Act Financial economics Investment Self-regulatory organizations
756	Policy Statement[removed]Financial Services Authority Telephone Recording: Add to Reading List Source URL: www.fsa.gov.uk Language: English - Date: 2014-06-14 04:56:12 Markets in Financial Instruments Directive Financial Services Authority United Kingdom Financial system Finance Financial markets European Union Financial regulation
757	Microsoft Word - MFA Comments FINRA R[removed]doc Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 23:14:03 Finance Financial markets Financial services Financial Industry Regulatory Authority Rumor Securities Exchange Act Broker-dealer Financial Services Authority Mary Schapiro Financial economics Financial system United States securities law
758	Regal Securities Contributes to Advisor Efforts and Encourages Community Involvement In Cooperation with RBC’s Diversity and Inclusion Program, Regal Supports Efforts to Give Back to the Communities We Live and Work In Add to Reading List Source URL: www.prweb.com Language: English - Date: 2013-05-15 14:49:56 Royal Bank of Canada Finance Economy of Canada Financial Industry Regulatory Authority Financial adviser Securities Investor Protection Corporation Registered Investment Advisor Registered representative RBC Capital Markets Financial economics Investment United States securities law
759	Guidance consultation Retail investment advice: Clarifying the boundaries and exploring the barriers to market development July 2014 Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2014-08-15 19:17:58 Financial markets Economy of the United Kingdom Financial regulation Financial adviser Financial Services Authority Markets in Financial Instruments Directive Advice Financial services Collective investment scheme Financial economics Finance Investment
760	“the best advice on the market” nabma the voice of local authority markets Add to Reading List Source URL: www.nabma.com Language: English Terminology Knowledge Science Email Financial market Market

UPDATE